Building and evaluation of a PBPK model for alprazolam in healthy adults¶
| Version | 2.0-OSP12.3 |
|---|---|
| based on Model Snapshot and Evaluation Plan | https://github.com/Open-Systems-Pharmacology/Alprazolam-Model/releases/tag/v2.0 |
| OSP Version | 12.3 |
| Qualification Framework Version | 3.6 |
This evaluation report and the corresponding PK-Sim project file are filed at:
https://github.com/Open-Systems-Pharmacology/OSP-PBPK-Model-Library
Table of Contents¶
- 1 Introduction
- 2 Methods
- 2.1 Modeling Strategy
- 2.2 Data
- 2.3 Model Parameters and Assumptions
- 3 Results and Discussion
- 3.1 Final input parameters
- 3.2 Diagnostics Plots
- 3.3 Concentration-Time Profiles
- 4 Conclusion
- 5 References
1 Introduction¶
The presented model building and evaluation report evaluates the performance of a PBPK model for alprazolam in healthy adults.
Alprazolam, sold under the trade names Xanax and Solanax, among others, belongs to the group of benzodiazepines and is commonly used in short term management of anxiety disorders. It is generally administered orally as immediate release or extended release tablet, but other forms are also available, e.g. solution or sublingual tablet.
Following oral administration, alprazolam is rapidly absorbed with an absolute bioavailability ranging from 80% to 100% (Greenblatt 1993). Absorption is independent of the dose and the relative bioavailability of solid and liquid dosage forms has been observed to be similar (Dawson 1984). Alprazolam is widely distributed throughout the body and its free fraction in plasma, averaging around 30%, is not influenced by total alprazolam concentrations within the tested range of 0.01 to 10 mg/L (Moschitto 1983). Alprazolam is extensively metabolized to various metabolites (von Moltke 1993). The two major metabolites, α-hydroxy-alprazolam and 4-hydroxy-alprazolam, are formed through oxidation catalyzed by CYP3A (Eberts 1980, von Moltke 1993). Within 72 h of a 2 mg oral dose of 14C-alprazolam, 20% of the dose have been observed to be excreted unchanged in urine (Eberts 1980). Alprazolam displays dose linear pharmacokinetics and does not accumulate during multiple dose treatment (Dawson 1984, Greenblatt 1993). Because of the predominant role of CYP3A4 in alprazolam elimination, alprazolam is often used as victim compound in drug-drug interaction (DDI) studies.
The presented alprazolam PBPK model was developed for intravenous (IV) administration and oral (PO) administration of the immediate release tablet (Xanax) or extended-release formulation (Solanax) given in fasted state in healthy, non-obese adults; administration in fed state was not addressed here.
2 Methods¶
2.1 Modeling Strategy¶
The general workflow for building an adult PBPK model has been described by Kuepfer et al. (Kuepfer 2016). Relevant information on the anthropometry (height, weight) was gathered from the respective clinical study, if reported. Information on physiological parameters (e.g. blood flows, organ volumes, hematocrit) in adults was gathered from the literature and has been incorporated in PK-Sim®) as described previously (Willmann 2007). The applied activity and variability of plasma proteins and active processes that are integrated into PK-Sim® are described in the publicly available 'PK-Sim® Ontogeny Database Version 7.3' (PK-Sim Ontogeny Database Version 7.3).
The PBPK model was developed based on clinical data of healthy, non-obese, adult subjects obtained from the literature, covering different single doses of alprazolam administered via the intravenous (IV) or oral (PO) route in the fasted state. Several oral dosage forms were included in the model building process, such as Xanax® and Solanax® tablets. Comparison of the reported alprazolam plasma concentration-time profiles following administration of Xanax® and Solanax® tablets indicated that the latter oral dosage form yields a larger tmax than the Xanax® immediate release formulation. Therefore, different dissolution kinetics were developed for these two oral dosage forms. The reported PK profiles following administration of Solanax® tablets were measured in Japanese subjects (Yasui 1996, Yasui 1998, Yasui 2000). To account for ethnicity-related differences in anatomical and physiological model parameters, the European Standard Individual used per default in the simulations was scaled to a Japanese individual and the reference concentration of CYP3A4 in this individual was optimized to better match the clinical data. Finally, mass balance information on urinary excretion of unchanged 14C-alprazolam after PO administration reported by Eberts et al. (Eberts 1980) was also accounted for during the model building process.
Unknown parameters were simultaneously optimized using all available PK data, in particular:
- 2 plasma concentration-time profiles following single IV administration of 0.25 mg
- 2 plasma concentration-time profiles following single IV administration of 0.5 mg
- 3 plasma concentration-time profiles following single IV administration of 1 mg
- 1 plasma concentration-time profile following single IV administration of 1 mg followed by 1.576 mg over 8 h
- 2 plasma concentration-time profiles following single IV administration of 2 mg
- 3 plasma concentration-time profiles following single IV administration of 4 mg
- 2 plasma concentration-time profiles following single PO administration of 0.5 mg
- 3 plasma concentration-time profiles following single PO administration of Solanax® tablets containing 0.8 mg alprazolam to Japanese subjects
- 12 plasma concentration-time profiles following single PO administration of 1 mg
- 1 plasma concentration-time profile following single PO administration of 2 mg
- 1 dose fraction excreted unchanged in urine following single PO administration of 2 mg
Structural model selection was mainly guided by visual inspection of the resulting description of data and biological plausibility. The following parameters were identified using the Parameter Identification module provided in PK-Sim® and MoBi® (Open Systems Pharmacology Documentation):
Dissolution time (50% dissolved)Dissolution shapeSpecific intestinal permeabilityMucosa permeability (interstitial<->intracellular)LipophilicityMetabolizing Enzyme - CYP3A4 - kcatReference concentration CYP3A4(only for Japanese subjects)GFR fraction
Details about input data (physicochemical, in vitro and clinical) can be found in Section 2.2.
Details about the structural model and its parameters can be found in Section 2.3.
2.2 Data¶
2.2.1 In vitro / physicochemical data¶
A literature search was carried out to collect available information on physicochemical properties of alprazolam. The obtained information from the literature is summarized in the table below and is used for model building.
| Parameter | Unit | Literature | Description |
|---|---|---|---|
| Molecular weight | g/mol | 308.765 (drugbank.ca) | Molecular weight |
| pKa (basic) | 2.40 (Cho 1983, Raymond 1986); 2.48 ± 0.01 (Manchester 2018) | Acid dissociation constant | |
| logP | 2.19 (Machatha 2004) | Partition coefficient between octanol and water | |
| logD | 1.26 (Greenblatt 1983) | Partition coefficient between octanol and water at physiological pH | |
| fu | 0.20 (Eberts 1980); 0.233 ± 0.028a (Schmith 1991); 0.270 ± 0.017a (Scavone 1988); 0.284 ± 0.017a (Scavone 1988); 0.290 ± 0.025a (Juhl 1984); 0.298 [0.259 - 0.316]b (Abernethy 1983); 0.311 ± 0.026a (Ochs 1986); 0.316c (Moschitto 1983) | Fraction unbound in human plasma of healthy adults | |
| Water solubility (pH 1.2) | mg/L | 12 (drugbank.ca) | Estimated solubility in water at pH 1.2 |
| Water solubility (pH 7.0) | mg/L | 40 (drugbank.ca) | Estimated solubility in water at pH 7.0 |
| Water solubility | mg/L | 73 (Loftsson 2006) | Experimentally measured solubility in water at 22°C - 24°C |
a mean ± SD
b mean [range]
c mean
2.2.2 Clinical data¶
A literature search was carried out to collect alprazolam PK data in healthy adults.
The following publications were found and used for model building and evaluation:
| Publication | Study description |
|---|---|
| Adams 1984 | IV single dose administration of 0.25 mg and 4 mg |
| Bertz 1997 | IV single dose administration of 2 mg (young subjects group) |
| Eberts 1980 | PO single dose administration of 2 mg 14C-alprazolam (no plasma concentration-time profile was reported, but the dose fraction excreted unchanged in urine was quantified) |
| Eller 1990 | PO single dose administration of 1 mg (Treatment C: IR tablet in fasted state) |
| Fleishaker 1989 | IV single dose administration of 1 mg (Treatment A) |
| Fleishaker 1994 | PO multiple dose administration of 1 mg four times daily at irregular time intervals for 4 days (Control phase) |
| Friedman 1991 | PO single dose administration of 1 mg |
| Greenblatt 1988 | PO single dose administration of 1 mg |
| Greenblatt 1992 | PO single dose administration of 1 mg (Control phase) |
| Greenblatt 1998 | PO single dose administration of 1 mg (Trial A) |
| Greenblatt 2000 | PO single dose administration of 1 mg (Control group) |
| Juhl 1984 | PO single dose administration of 1 mg (Healthy control group) |
| Kaplan 1998 | PO single dose administration of 1 mg (young subjects group) |
| Kirkwood 1991 | PO single dose administration of 1 mg |
| Kroboth 1988 | IV single dose administration of 0.5 mg, 1 mg followed by 72 µg over 8 h, and 2 mg |
| Lin 1988 | IV single dose administration of 0.5 mg and PO single dose administration of 0.5 mg |
| Schmider 1999 | PO single dose administration of 1 mg (Control phase) |
| Schmith 1991 | PO single dose administration of 0.5 mg and 2 mg (normal subjects group) |
| Smith 1984 | IV single dose administration of 1 mg and PO single dose administration of 1 mg |
| Venkatakrishnan 2005 | IV single dose administration of 1 mg |
| Wennerholm 2005 | PO single dose administration of 1 mg |
| Yasui 1996 | PO single dose administration of 0.8 mg (Control phase) |
| Yasui 1998 | PO single dose administration of 0.8 mg (Control phase) |
| Yasui 2000 | PO single dose administration of 0.8 mg (Control phase) |
2.3 Model Parameters and Assumptions¶
2.3.1 Dissolution and absorption¶
Dissolution of the immediate release tablet of alprazolam was described by a Weibull function with the two parameters Dissolution shape and Dissolution time (50% dissolved) being fitted to observed PK data. As described in Section 2.1, different dissolution kinetics were developed for Xanax® and Solanax® formulations to allow a slower dissolution of the latter yielding a larger tmax. Although alprazolam is sparingly soluble in water, no solubility limitation was observed in the model using a solubility value of 40 mg/L (pH 7.0). Specific intestinal permeability (transcellular) was also optimized to better match the observed PK data.
2.3.2 Distribution¶
In the model, the fraction unbound (plasma, reference value) was set to 0.233 which is the average value measured in young male subjects (Schmith 1991). Slightly higher values around 0.30 have been reported for mid-aged subjects (Juhl 1984, Ochs 1986) which have not been applied in the current model. Lipophilicity was optimized within the range of reported values for logP or logD, namely 1.26 (Greenblatt 1983) - 2.19 (Machatha 2004), to better match the observed PK data. The observed PK data were found to be best described using the model for estimating intracellular-to-plasma partition coefficients according to the method by Rodgers and Rowland (Rodgers 2005, Rodgers 2006). Cellular permeabilities were automatically calculated using the method PK-Sim Standard (Open Systems Pharmacology Documentation).
2.3.3 Elimination¶
Alprazolam is extensively metabolized via CYP3A to give two major metabolites, α-hydroxy-alprazolam and 4-hydroxy-alprazolam. In the model, these two biotransformation pathways were described by Michaelis-Menten kinetics. The Km values for each pathway were fixed to reported literature values, namely 269 µmol/L for the α-OH pathway and 704 µmol/L for the 4-OH pathway (Hirota 2001), and the kcat values were optimized to better match the observed PK data while keeping the ratio between both values constant (by selecting the option Use as Factor). The gene expression profile of CYP3A4 was loaded from the internal PK-Sim® database using the expression data quantified by RT-PCR (Open Systems Pharmacology Documentation). As described in Section 2.1, the European Standard Individual used per default in the simulations was scaled to a Japanese individual with the Reference concentration CYP3A4 being fitted to observed data reported by Yasui et al. (Yasui 1996, Yasui 1998, Yasui 2000) to account for ethnicity-related differences in anatomical and physiological model parameters.
Following oral administration of 14C-alprazolam, 20% of the dose have been recovered unchanged in urine (Eberts 1980). This information was accounted for in the model by implementing a glomerular filtration process and optimizing the GFR fraction to match the observed dose fraction excreted unchanged in urine.
3 Results and Discussion¶
The PBPK model for alprazolam was developed and verified with clinical pharmacokinetic data.
The next sections show:
- the final model parameters for the building blocks: Section 3.1.
- the overall goodness of fit: Section 3.2.
- simulated vs. observed concentration-time profiles for the clinical studies used for model building: Section 3.3.
3.1 Final input parameters¶
The compound parameter values of the final PBPK model are illustrated below.
Compound: Alprazolam¶
Parameters¶
| Name | Value | Value Origin | Alternative | Default |
|---|---|---|---|---|
| Solubility at reference pH | 40 mg/l | Measurement | True | |
| Reference pH | 7 | Measurement | True | |
| Lipophilicity | 2.0799268917 Log Units | Parameter Identification-Parameter Identification-Value updated from 'Parameter Identification 3.4' on 2020-03-25 13:19 | Optimized | True |
| Fraction unbound (plasma, reference value) | 0.233 | Publication-In Vivo-PMID: 1880224 | Measurement | True |
| Specific intestinal permeability (transcellular) | 7.6146060669 cm/min | Parameter Identification-Parameter Identification-Value updated from 'Parameter Identification 3.4' on 2020-03-25 13:19 | Optimized | True |
| Cl | 1 | |||
| Is small molecule | Yes | |||
| Molecular weight | 308.765 g/mol | |||
| Plasma protein binding partner | Unknown |
Calculation methods¶
| Name | Value |
|---|---|
| Partition coefficients | Rodgers and Rowland |
| Cellular permeabilities | PK-Sim Standard |
Processes¶
Metabolizing Enzyme: CYP3A4-alpha-OH pathway¶
Molecule: CYP3A4
Parameters¶
| Name | Value | Value Origin |
|---|---|---|
| In vitro Vmax for liver microsomes | 0.131 nmol/min/mg mic. protein | Publication-In Vitro-PMID: 11745908 |
| Km | 269 µmol/l | Publication-In Vitro-PMID: 11745908 |
| kcat | 0.8066945978 1/min | Parameter Identification-Parameter Identification-Value updated from 'Parameter Identification 3.4' on 2020-03-25 13:19 |
Systemic Process: Glomerular Filtration-GFR¶
Species: Human
Parameters¶
| Name | Value | Value Origin |
|---|---|---|
| GFR fraction | 0.5461456402 | Parameter Identification-Parameter Identification-Value updated from 'Parameter Identification 3.4' on 2020-03-25 13:19 |
Metabolizing Enzyme: CYP3A4-4-OH pathway¶
Molecule: CYP3A4
Parameters¶
| Name | Value | Value Origin |
|---|---|---|
| In vitro Vmax for liver microsomes | 2.23 nmol/min/mg mic. protein | Publication-In Vitro-PMID: 11745908 |
| Km | 704 µmol/l | Publication-In Vitro-PMID: 11745908 |
| kcat | 13.7322820855 1/min | Parameter Identification-Parameter Identification-Value updated from 'Parameter Identification 3.4' on 2020-03-25 13:19 |
Formulation: Xanax_IR¶
Type: Weibull
Parameters¶
| Name | Value | Value Origin |
|---|---|---|
| Dissolution time (50% dissolved) | 12.1060809908 min | Parameter Identification-Parameter Identification-Value updated from 'Parameter Identification 3.4' on 2020-03-25 13:19 |
| Lag time | 0 min | |
| Dissolution shape | 0.92 | Parameter Identification-Parameter Identification-Value updated from 'Parameter Identification 3.4' on 2020-03-25 13:19 |
| Use as suspension | Yes |
Formulation: Solanax¶
Type: Weibull
Parameters¶
| Name | Value | Value Origin |
|---|---|---|
| Dissolution time (50% dissolved) | 35.8519725483 min | Parameter Identification-Parameter Identification-Value updated from 'Parameter Identification 3.4' on 2020-03-25 13:19 |
| Lag time | 0 min | |
| Dissolution shape | 0.92 | Parameter Identification-Parameter Identification-Value updated from 'Parameter Identification 3.4' on 2020-03-25 13:19 |
| Use as suspension | Yes |
3.2 Diagnostics Plots¶
Below you find the goodness-of-fit visual diagnostic plots for the PBPK model performance of all data used presented in Section 2.2.2.
The first plot shows observed versus simulated plasma concentration, the second weighted residuals versus time.
Table 3-1: GMFE for Goodness of fit plot for concentration in plasma
| Group | GMFE |
|---|---|
| IV | 1.18 |
| PO | 1.18 |
| All | 1.18 |

Figure 3-1: Goodness of fit plot for concentration in plasma

Figure 3-2: Goodness of fit plot for concentration in plasma
3.3 Concentration-Time Profiles¶
Simulated versus observed concentration-time profiles of all data listed in Section 2.2.2 are presented below.

Figure 3-3: Time Profile Analysis

Figure 3-4: Time Profile Analysis

Figure 3-5: Time Profile Analysis

Figure 3-6: Time Profile Analysis

Figure 3-7: Time Profile Analysis

Figure 3-8: Time Profile Analysis

Figure 3-9: Time Profile Analysis

Figure 3-10: Time Profile Analysis

Figure 3-11: Time Profile Analysis

Figure 3-12: Time Profile Analysis

Figure 3-13: Time Profile Analysis

Figure 3-14: Time Profile Analysis 1

Figure 3-15: Time Profile Analysis

Figure 3-16: Time Profile Analysis 1

Figure 3-17: Time Profile Analysis

Figure 3-18: Time Profile Analysis 1

Figure 3-19: Time Profile Analysis

Figure 3-20: Time Profile Analysis 1

Figure 3-21: Time Profile Analysis 2

Figure 3-22: Time Profile Analysis

Figure 3-23: Time Profile Analysis 1
4 Conclusion¶
The final alprazolam PBPK model applies metabolism by CYP3A4, modelled as two separate pathways catalyzed by the same enzyme yielding α-hydroxy-alprazolam and 4-hydroxy-alprazolam as metabolites, and glomerular filtration. Overall, the model adequately describes the pharmacokinetics of alprazolam in healthy, non-obese adults receiving different single doses of alprazolam via the IV route or oral route as immediate release tablet in the fasted state.
5 References¶
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